Financial institution & markets NMIMS Solve Assignment June 2023

Description

NMIMS Global Access
School for Continuing Education (NGA-SCE)
Course: Financial Institutions and Markets
Internal Assignment Applicable for December2022 Examination

Assignment Marks: 30

Instructions:
 All Questions carry equal marks.
 All Questions are compulsory
 All answers to be explained in not more than 1000 words for question 1 and 2 and for
question 3 in not more than 500 words for each subsection. Use relevant examples,
illustrations as far as possible.
 All answers to be written individually. Discussion and group work is not advisable.
 Students are free to refer to any books/reference material/website/internet for
attempting their assignments, but are not allowed to copy the matter as it is from the
source of reference.
 Students should write the assignment in their own words. Copying of assignments from
other students is not allowed.
 Students should follow the following parameter for answering the assignment questions.

1. “Regulatory mechanisms are implemented to ensure that there is always a balance
between the inflow of money and the outflow of funds so that the financial markets are
able to function efficiently and effectively.”
Regarding the above statement explain any 3 important regulatory institutions.
(10 Marks)
For Theoretical Answer
Assessment Parameter Weightage
Introduction 20%
Concepts and Application
related to the question
60%
Conclusion 20%
For Numerical Answer
Assessment Parameter Weightage
Understanding and usage
of the formula
20%
Procedure / Steps 50%
Correct Answer &
Interpretation
30%
NMIMS Global Access
School for Continuing Education (NGA-SCE)
Course: Financial Institutions and Markets
Internal Assignment Applicable for December2022 Examination
2. Alex Technologies Pvt. Ltd. is one of the top players dealing in software products and
solutions in India. The company now intends to launch a range of computer accessories
and plans to market it by opening its own retail outlets. So, the board of directors of the
company is planning to raise fresh capital by issuing shares in the primary market.
In context of the above case, you are required to help the board of directors with various
techniques of issuing shares in the primary market to raise fresh capital for the required
purpose. (10 Marks)
3.a. Manoj is an active trader and has good understanding about the various instruments
traded in the Indian Financial Markets. He is now curious about trading of own
currency in exchange for an equivalent amount of another currency. You are therefore
required to help Manoj understand the Meaning and Role of Foreign Exchange Market
along with the Participants involved in such a market. (5 Marks)
3.b. Reshma has completed her studies and is now starting a new project for which, she
needs a huge amount of capital. One of her friends suggested her to approach Venture
Capitalists for her capital requirements.
In the light of the above case, explain to Reshma the concept of Venture Capital and the
Stages involved in Venture Capital Financing. (5 Marks)
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